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The Compliance Club

An innovative concept in regulatory compliance support that puts you firmly in control. You can choose the level of support you require at a fixed monthly cost which makes budgeting for compliance as straightforward and affordable as possible.

There are three great service and support options to choose from. As well as our premium ‘Gold’ service, we have introduced a ‘Silver’ and ‘Bronze’ tier to the programme. These offer reduced levels of support which are better suited to smaller companies or larger clients that can allocate the staff and resource to undertake some of the work themselves. Whichever service level you choose, RWA will work with you to make compliance clearer. We can also provide tailor-made support programmes and services to brokers of all sizes if you are looking for something bespoke.

For further information please contact the RWA Helpdesk on 01604 709509.


  Bronze
 Silver
Gold
Comprehensive
Compliance
Healthcheck
On-Site Health Check
& Report
On-Site Health Check
& Action Plan
On-Site Health Check , Action
Plan & Implementation
Compliance
Helpline with Email
Alerts & Updates
INCLUDED INCLUDED
INCLUDED
Coaching &
Workshops
Regional ‘Menu’
Workshops at £75 pp
2 Places on Regional ‘Menu’
Workshops Included
On-Site ‘Menu’ Training
INCLUDED
Procedures,
Documents &
Templates
High Level Documents
& Procedures Only
INCLUDED
INCLUDED
RMAR/GABRIEL
Assistance (When
Requested)
Consultancy Available
at Extra Cost
INCLUDED
in On-Site Allowance
INCLUDED
On-Site
Consultancy
Half Day Healthcheck Only
A Total of 5 Half Days
On-Site per annum
6-10 visits annually
Aequos Online/DAS
Business Law
Helpline & Website
Extra Cost
£60/£10 per month
Extra Cost
£55/£10 per month
INCLUDED
Disaster Recovery
Planning
Not Included
Template Plan
INCLUDED
Individual
DRP Assistance
(If Requested)
MONTHLY COST
£135 inc. VAT
£235 inc. VAT
Under £1m Income
£275 inc. VAT
£1m - £2m
From £375 inc. VAT
based on turnover

Service Level Prices 

Bronze and Silver

Only available to firms with income of £2m or less. 

Gold

Gold service includes healthcheck, action plan, regular consultant visits, year round access to RWA resource and helpline, annual fee to DAS & Defacto. Discounts are available to firms that wish to pay annually in advance or take an extended contract period. 

Note all prices for all levels are quoted including VAT and travelling expenses. There is no more to pay.

Band 1
Up to £100,000 annual brokerage/fees £375 per month
Band 2
Up to £250,000
£435 per month
Band 3
Up to £500,000 £550 per month
Band 4
Up to £1 million
£625 per month

OVER £1 million - ask for a bespoke quotation

 

 

RWA Group Limited
Surrey House
34 Eden Street
Kingston Upon Thames
KT1 1ER
Registered in England
04896034

Registered Office
2-4 Great Eastern
Street,
London, EC2A 3NT