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Jan 2010 RWA strengthens compliance team - RWA are very pleased to announce the appointment of Denise Burton as a new Broker Services Account Manager. Denise will look after our clients in Scotland, the North East, and East of the UK. Dec 2009 RWA Comment on Pre Budget Statement ref IPT can be downloaded here . RWA Senior Consultant, Terence Clark, has featured in an article for December's Brokers Monthly Magazine. He tackles the issue of client money. A copy of the article can be read online here .
Nov 2009 Also, in the same issue we would like to draw your attention to the article on Business Continuity Planning by Crisis Survivor. If you would like Crisis Survivor to review your current Business Continuity Plan we would be happy to arrange for them to contact you In October 2009 Julian Rhodes, Sales & Marketing Manager of RWA, was invited to speak at a Round Table event discussing Business Continuity Planning for Post Magazine. A copy of the article can be downloaded here Previous News RWA is proud to be a founder member of the Association of Professional Compliance Consultants. This body imposes a Code of ethics on its members and RWA fully supports the concept that firms involved in the supply of regulatory support and advice to the intermediary market should themselves have to observe certain standards. Please follow the link to the APCC website to find out more. |